TR/CBA 106—2022
人工智能模型风险管理框架 Framework for risk management of artificial intelligence model
标准资料状态Standard Status
基本信息Basic Information
标准编号Standard No.
TR/CBA 106—2022
标准名称Standard Title
人工智能模型风险管理框架Framework for risk management of artificial intelligence model
发布日期Publication Date
2022-10-24
实施日期Implementation Date
2022-10-24
标准阶段Stage
标准发布Released
英文名称English Title
Framework for risk management of artificial intelligence model
起草人Drafters
万芊、宋佳坤、魏凯、杨玲玲、陈杨、刘龙、牛菲菲、赵正龙、李曹建、李嘉铭、李金龙、文俊杰、赵文婷、蔡子龙、邓俊峰、谭蕾、彭晋、林冠辰、陆碧波、康平、何平、何海清、姜超、徐烨、胡铎镪、杨洋、董纪伟、李喆。
Wan Qian, Song Jia Kun, Wei Kai, Yang Ling Ling, Chen Yang, Liu Long, Niu Fei Fei, Zhao Zheng Long, Li Cao Jian, Li Jia Ming, Li Jin Long, Wen Jun Jie, Zhao Wen Ting, Cai Zi Long, Deng Jun Feng, Tan Lei, Peng Jin, Lin Guan Chen, Lu Bi Bo, Kang Ping, He Ping, He Hai Qing, Jiang Chao, Xu Ye, Hu Duo Qiang, Yang Yang, Dong Ji Wei, Li Zhe.
起草单位Drafting Unit
中国工商银行股份有限公司、中国农业银行股份有限公司、交通银行股份有限公司、招商银行股份有限公司、广发银行股份有限公司、浙江网商银行股份有限公司、上海浦东发展银行股份有限公司、兴业银行股份有限公司、渤海银行股份有限公司、中央国债登记结算有限责任公司、中国信息通信研究院。
Industrial and Commercial Bank of China, Agricultural Bank of China, Bank of Communications, China Merchants Bank, and other participating institutions.
标准范围Scope
本文件提供了银行业金融机构在开展人工智能模型需求分析、数据准备、模型构建、检验验证、模型部署、模型监控、持续验证与确认、模型修正、模型下线等关键活动过程中进行风险管理考虑的相关方面。本文件适用于管理、研发、供应、使用人工智能模型的银行业金融机构。向银行业金融机构提供人工智能服务和支持的相关机构亦能作为参考。
This document provides risk management considerations for banking financial institutions during key activities such as AI model requirement analysis, data preparation, model construction, testing and validation, deployment, monitoring, continuous validation and confirmation, correction, and retirement. It applies to banking financial institutions that manage, develop, supply, or use AI models, and may also be referenced by institutions providing AI services and support to them.